BUSINESS CONTINUITY PLAN SUMMARY

Institutional Bond Network, LLC “IBN” has developed a detailed Business Continuity Plan that outlines how we will respond to events that significantly disrupt our business. If an event were to occur, we will make every reasonable effort to restore and maintain service levels as soon as possible. With that in mind, we are providing you with this summary of our Business Continuity Plan.

Details of our Business Continuity Plan. The details of our plan address emergency and key contacts, data backup and recovery, all mission critical systems, financial and operational assessments, alternative communications with customers, employees and regulators, alternate physical location of employees, critical business constituents, banks and counter-party impact, regulatory reporting and assuring our customers prompt access to their funds and securities if we are unable to continue our business. Our Business Continuity Plan also includes the safeguarding of employees and property, making a financial and operational assessment, protecting the firm’s books and records, and information regarding how our customers will continue to transact business.